Reading5. Pearl Investment Management (A), (B), And (C)
　　The candidate should be able to:
　　a. *uate professional conduct and formulate an appropriate  response to actions that violate the Code of Ethics and Standards of  Professional Conduct;
　　b. formulate appropriate policy and procedural changes needed to assure compliance with the Code of Ethics and Standards of  Professional Conduct.
 
　　Reading 6. Asset Manger Code Of Professional Conduct
　　The candidate should be able to:
　　a.explain the ethical and professional responsibilities required by the  six components of the Asset Manager Code;
　　b. determine whether an asset manager’s practices and procedures are consistent with the Asset Manager Code;
　　c. recommend practices and procedures designed to prevent violations of the Asset Manager Code.
　　　
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　　報考指南：2015年CFA考試備考指南
　　免費題庫：2015年CFA免費題庫
　　考前沖刺：CFA備考秘籍
　　高清網課：CFA考試網絡課程